File Descriptor Management
File descriptors underlie all input/output mechanisms offered by
the system. They are used to implementation the FILE
*-based functions found in
<stdio.h>, and all the file and network
communication facilities provided by the Python and Java
environments are eventually implemented in them.
File descriptors are small, non-negative integers in userspace,
and are backed on the kernel side with complicated data structures
which can sometimes grow very large.
Closing descriptors
If a descriptor is no longer used by a program and is not closed
explicitly, its number cannot be reused (which is problematic in
itself, see ), and
the kernel resources are not freed. Therefore, it is important
to close all descriptors at the earlierst point in time
possible, but not earlier.
Error handling during descriptor close
The close system call is always
successful in the sense that the passed file descriptor is
never valid after the function has been called. However,
close still can return an error, for
example if there was a file system failure. But this error is
not very useful because the absence of an error does not mean
that all caches have been emptied and previous writes have
been made durable. Programs which need such guarantees must
open files with O_SYNC or use
fsync or fdatasync, and
may also have to fsync the directory
containing the file.
Closing descriptors and race conditions
Unlike process IDs, which are recycle only gradually, the
kernel always allocates the lowest unused file descriptor when
a new descriptor is created. This means that in a
multi-threaded program which constantly opens and closes file
descriptors, descriptors are reused very quickly. Unless
descriptor closing and other operations on the same file
descriptor are synchronized (typically, using a mutex), there
will be race coniditons and I/O operations will be applied to
the wrong file descriptor.
Sometimes, it is necessary to close a file descriptor
concurrently, while another thread might be about to use it in
a system call. In order to support this, a program needs to
create a single special file descriptor, one on which all I/O
operations fail. One way to achieve this is to use
socketpair, close one of the descriptors,
and call shutdown(fd, SHUTRDWR) on the
other.
When a descriptor is closed concurrently, the program does not
call close on the descriptor. Instead it
program uses dup2 to replace the
descriptor to be closed with the dummy descriptor created
earlier. This way, the kernel will not reuse the descriptor,
but it will carry out all other steps associated with calling
a descriptor (for instance, if the descriptor refers to a
stream socket, the peer will be notified).
This is just a sketch, and many details are missing.
Additional data structures are needed to determine when it is
safe to really close the descriptor, and proper locking is
required for that.
Lingering state after close
By default, closing a stream socket returns immediately, and
the kernel will try to send the data in the background. This
means that it is impossible to implement accurate accounting
of network-related resource utilization from userspace.
The SO_LINGER socket option alters the
behavior of close, so that it will return
only after the lingering data has been processed, either by
sending it to the peer successfully, or by discarding it after
the configured timeout. However, there is no interface which
could perform this operation in the background, so a separate
userspace thread is needed for each close
call, causing scalability issues.
Currently, there is no application-level countermeasure which
applies universally. Mitigation is possible with
iptables (the
connlimit match type in particular) and
specialized filtering devices for denial-of-service network
traffic.
These problems are not related to the
TIME_WAIT state commonly seen in
netstat output. The kernel
automatically expires such sockets if necessary.
Preventing file descriptor leaks to child processes
Child processes created with fork share
the initial set of file descriptors with their parent
process. By default, file descriptors are also preserved if
a new process image is created with execve
(or any of the other functions such as system
or posix_spawn).
Usually, this behavior is not desirable. There are two ways to
turn it off, that is, to prevent new process images from
inheriting the file descriptors in the parent process:
Set the close-on-exec flag on all newly created file
descriptors. Traditionally, this flag is controlled by the
FD_CLOEXEC flag, using
F_GETFD and F_SETFD
operations of the fcntl function.
However, in a multi-threaded process, there is a race
condition: a subprocess could have been created between the
time the descriptor was created and the
FD_CLOEXEC was set. Therefore, many system
calls which create descriptors (such as
open and openat)
now accept the O_CLOEXEC flag
(SOCK_CLOEXEC for
socket and
socketpair), which cause the
FD_CLOEXEC flag to be set for the file
descriptor in an atomic fashion. In addition, a few new
systems calls were introduced, such as
pipe2 and dup3.
The downside of this approach is that every descriptor needs
to receive special treatment at the time of creation,
otherwise it is not completely effective.
After calling fork, but before creating
a new process image with execve, all
file descriptors which the child process will not need are
closed.
Traditionally, this was implemented as a loop over file
descriptors ranging from 3 to
255 and later 1023.
But this is only an approximatio because it is possible to
create file descriptors outside this range easily (see ).
Another approach reads /proc/self/fd
and closes the unexpected descriptors listed there, but this
approach is much slower.
At present, environments which care about file descriptor
leakage implement the second approach. OpenJDK 6 and 7
are among them.
Dealing with the select limit
By default, a user is allowed to open only 1024 files in a
single process, but the system administrator can easily change
this limit (which is necessary for busy network servers).
However, there is another restriction which is more difficult to
overcome.
The select function only supports a
maximum of FD_SETSIZE file descriptors
(that is, the maximum permitted value for a file descriptor
is FD_SETSIZE - 1, usually 1023.) If a
process opens many files, descriptors may exceed such
limits. It is impossible to query such descriptors using
select.
If a library which creates many file descriptors is used in
the same process as a library which uses
select, at least one of them needs to
be changed.
Calls to select can be replaced with
calls to poll or another event handling
mechanism. Replacing the select function
is the recommended approach.
Alternatively, the library with high descriptor usage can
relocate descriptors above the FD_SETSIZE
limit using the following procedure.
Create the file descriptor fd as
usual, preferably with the O_CLOEXEC
flag.
Before doing anything else with the descriptor
fd, invoke:
int newfd = fcntl(fd, F_DUPFD_CLOEXEC, (long)FD_SETSIZE);
Check that newfd result is
non-negative, otherwise close fd and
report an error, and return.
Close fd and continue to use
newfd.
The new descriptor has been allocated above the
FD_SETSIZE. Even though this algorithm
is racy in the sense that the FD_SETSIZE
first descriptors could fill up, a very high degree of
physical parallelism is required before this becomes a problem.